Box 292
Container
Contains 34 Collections and/or Records:
Securities and Exchange Commission Non-Public Memoranda, 1979 Rulemaking Proposal, 1994
File — Box: 292, Folder: 21
Identifier: CAC_CC_051_9_292_21_0000
Scope and Contents
Contains an action memorandum pertaining to a statement of management on internal accounting control issues 1979 April 11concerning rulemaking proposals. These materials were originally housed in a collection of materials and have been removed to folders. These materials constitute half of the materials in the Documents regarding the Commission's 1979 rulemaking proposal for reporting on internal controls tab (A).
Securities and Exchange Commission Non-Public Memoranda, 1979 Rulemaking Proposal, 1994
File — Box: 292, Folder: 22
Identifier: CAC_CC_051_9_292_22_0000
Scope and Contents
Contains action memoranda, memos, Federal Register reports, and analysis of comments pertaining to 1979 rulemaking proposals. These materials were originally housed in a collection of materials and have been removed to folders. These materials constitute half of the materials in the Documents regarding the Commission's 1979 rulemaking proposal for reporting on internal controls tab (A).
Securities and Exchange Commission Non-Public Memoranda, 1981 Statement of Policy, 1994
File — Box: 292, Folder: 23
Identifier: CAC_CC_051_9_292_23_0000
Scope and Contents
Contains Federal Register report pertaining to a 1981 statement of policy. These materials were originally housed in a collection of materials and have been removed to folders. These materials constitute the Statement of Commission policy regarding the implementation of the Foreign Corrupt Practices Act tab (B).
Securities and Exchange Commission Non-Public Memoranda, 1988 Rulemaking Proposal Documents, 1994
File — Box: 292, Folder: 24
Identifier: CAC_CC_051_9_292_24_0000
Scope and Contents
Contains an action memorandum, summaries, Federal Register report, testimony, reports, and other documents pertaining to 1988 rulemaking proposal for reporting on internal controls. These materials were originally housed in a collection of materials and have been removed to folders. These materials constitute half the materials in the Documents regarding the Commission's 1988 rulemaking proposal tab (E).
Securities and Exchange Commission Non-Public Memoranda, 1988 Rulemaking Proposal Documents, 1994
File — Box: 292, Folder: 25
Identifier: CAC_CC_051_9_292_25_0000
Scope and Contents
Contains articles, letters, memos, reports, SEC docket report, Federal Register report, and other documents pertaining to 1988 rulemaking proposal for reporting on internal controls. These materials were originally housed in a collection of materials and have been removed to folders. These materials constitute half the materials in the Documents regarding the Commission's 1988 rulemaking proposal tab (E).
Securities and Exchange Commission Non-Public Memoranda, Breeden Testimony, 1994
File — Box: 292, Folder: 26
Identifier: CAC_CC_051_9_292_26_0000
Scope and Contents
Contains testimony from a 1993 February 18 hearing of the Subcommittee on Telecommunications and Finance offered by SEC Chairman Richard C. Breeden. These materials were originally housed in a binder and have been removed to folders. These materials contain the Breeden Testimony tab (I).
Securities and Exchange Commission Non-Public Memoranda, Doty Testimony, 1994
File — Box: 292, Folder: 27
Identifier: CAC_CC_051_9_292_27_0000
Scope and Contents
Contains testimony from a 1990 August 2 hearing of the Subcommittee on Telecommunications and Finance offered by SEC General Counsel James R. Doty. These materials were originally housed in a binder and have been removed to folders. These materials contain the Doty Testimony tab (G).
Securities and Exchange Commission Non-Public Memoranda, Enforcement Releases, 1994
File — Box: 292, Folder: 28
Identifier: CAC_CC_051_9_292_28_0000
Scope and Contents
Contains litigation releases pertaining to the Securities and Exchange Commission. These materials were originally housed in a binder and have been removed to folders. These materials contain half the materials in the Enforcement Releases tab (K).
Securities and Exchange Commission Non-Public Memoranda, Internal Controls Reporting Costs Versus Benefits, 1994
File — Box: 292, Folder: 29
Identifier: CAC_CC_051_9_292_29_0000
Scope and Contents
Contains letters, memos, and other documents pertaining to internal controls reporting. These materials were originally housed in a binder and have been removed to folders. These materials contain the Internal Controls Reporting costs versus benefits tab (H).
Securities and Exchange Commission Non-Public Memoranda, Introductory Materials, 1994
File — Box: 292, Folder: 30
Identifier: CAC_CC_051_9_292_30_0000
Scope and Contents
Contains letter, memo, and enclosure list pertaining to an information request from Synar and other congresspersons. These materials were originally housed in was a collection of materials and have been removed to folders. These materials include the introductory materials of the collection.